Disclosures RA

  • home
  • /
  • Disclosures RA

The purpose of the Document is to provide essential information about the Research Services in a manner to assist and enable the prospective client/client in making an informed decision for engaging with the Research Analyst before investing.

For the purpose of this Disclosure Document, Investment Adviser is “SOLOMON HENRY PINTO” Individual registered with the Securities and Exchange Board of India as an Research Analyst vide registration no. INH000009630 dated May 24, 2022 having its registered office at A 701,Blue Fortuna, Marol Military Road, Andheri East, MUMBAI, MAHARASHTRA, 400059

 

 

Solomon Henry Pinto has neither been suspended nor debarred from doing business by any Stock Exchange / SEBI or any other authorities; nor has its certificate of registration been cancelled by SEBI at any point of time.

He is not engaged in merchant banking, investment banking or any brokerage services.

 

Unless otherwise stated, the percentage returns displayed on the website or any other marketing materials are Absolute Returns.

Reports or research material prepared by us are not to be construed as an offer to buy /sell or the solicitation of an offer to buy / sell any security in any jurisdiction where such offer or solicitation would be illegal. Reports or research material prepared by us do not constitute a personal recommendation or take into account the particular investment objectives, financial situations, risk profile and needs of individual clients.

Investors are responsible for their investment decisions and are responsible to validate all the information used to make the investment decision. Investor should understand that his/her investment decision is based on personal investment needs and risk tolerance, and information present in the material prepared by the company and on the website of the company is one among many other things that should be considered while making an investment decision.

Past performance does not guarantee future returns and performances of the portfolios created by the company are subject to market risk.

Investments in securities market are subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

While we endeavor to update the information / material on various products and reports created by us, on a reasonable basis, there may be regulatory, compliance or other reasons that prevent us from doing so.

We and our associates, officers, directors, and employees, Research Analyst (including relatives) worldwide may: (a) from time to time, have long or short positions in, and buy or sell the securities thereof, of company (ies) forming part of the products or reports created or (b) may have other potential/material conflict of interest with respect to any company(ies) in various products or reports created. Any such positions of conflict of interest will be appropriately disclosed and dealt with in accordance with applicable law.

 

We do not provide any promise or assurance of favorable view for a particular industry or sector or business group in any manner. The investor is requested to take into consideration all the risk factors including their financial condition, suitability to risk return profile and take professional advice before investing.

 

I certify that all of the information /material therein accurately reflect my personal views about the subject company or companies and its or their securities, and no part of my compensation was, is or will be, directly or indirectly related to company(ies) in various products or reports created by me. No part of this material may be duplicated in any form and/or redistributed without the prior written consent of Solomon Henry Pinto.

 

Research Analyst Disclosures.

 

·        Research Analyst has served as an officer, director or employee of subject company(ies): No

·        We or our associates may have received compensation from the subject company(ies) in the past 12 months: No

·        We or our associates have managed or co-managed public offering of securities for the subject company(ies) in the past 12 months: No

·        We or our associates have not received compensation for investment banking or merchant banking or brokerage services from the subject company(ies) in the past 12 months.

·        We or our associates have not received any compensation for products or services other than investment banking or merchant banking or brokerage services from the subject company(ies) in the past 12 months.

·        We or our associates have not received compensation or other benefits from the subject company(ies) or third party in connection with the products or reports created.

·        Research Analyst or his/her relative’s financial interest in the subject company(ies): Yes

·        The Research Analyst has financial interest in the subject company(ies) at the end of the month immediately preceding the date of sharing of products or reports created by the company: No

·        Research Analyst or his/her relatives has actual/beneficial ownership of 1% or more securities of the subject company(ies) at the end of the month immediately preceding the date of sharing of products or reports created by the company.: No

License Holder Details:

License Holder Name: Solomon Henry Pinto

Brand Name: Solomon Investments

SEBI Registration No.: INH000009630

Registered Address: A 701, Blue Fortuna, Marol Military Road, Andheri East,

MUMBAI, MAHARASHTRA, 400059

Support Telephone: +91 9820003266

Support Email: info@solomoninvestments.in

Compliance Officer: Solomon Henry Pinto, Email ID: info@solomoninvestments.in

Grievance Officer: Solomon Henry Pinto , Email ID: info@solomoninvestments.in

Investors Services:

 

The details of investor relation officer who shall attend to the investor queries and complaints is mentioned below:

 

Name: Solomon Henry Pinto – SEBI Registered Research Analyst – INH000009630

(Individual)

Validity: May 24, 2022 – May 23, 2027

Designation: Research Analyst/ Principal Officer

Email: solomon.pinto@gmail.com

 

Office Address

102, Twinkle Apartments, 1st Floor, Opp. State Bank of India, Vakola,

Santacruz East,

Mumbai-400055

As Registered with SEBI

A 701, Blue Fortuna, Marol Military Road, Andheri East,

MUMBAI, MAHARASHTRA, 400059

Phone : +91 9820003266

Email: info@solomoninvestments.in

Closest SEBI Office

Securities and Exchange Board of India – SEBI

Plot No.C4-A, ‘G’ Block

Bandra-Kurla Complex, Bandra (East),

Mumbai – 400051, Maharashtra

Investments in securities market are subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Disposal of complaints
Year Carried forward Received Resolved Pending
2018 - 2019 0 0 0 0
2019 - 2020 0 0 0 0
2020 - 2021 0 0 0 0
2021 - 2022 0 0 0 0
Grand Total 0 0 0 0

Contact us directly at info@solomoninvestments.in for assistance with any queries, complaints or grievances. We will ensure your grievance is resolved within 30 days. If you feel that your grievance is not redressed satisfactorily, you may lodge a complaint with SEBI through the Scores website or the SEBI Scores app for Android or iOS.

As per SEBI Guidelines, showing the number of complaints
Year Carried forward Received Resolved Pending
2018 - 2019 0 0 0 0
2019 - 2020 0 0 0 0
2020 - 2021 0 0 0 0
2021 - 2022 0 0 0 0
Grand Total 0 0 0 0

Contact us directly at info@solomoninvestments.in for assistance with any queries, complaints or grievances. We will ensure your grievance is resolved within 30 days. If you feel that your grievance is not redressed satisfactorily, you may lodge a complaint with SEBI through the Scores website or the SEBI Scores app for Android or iOS.